Publication archives

Rules of Practice and Procedure of a Disciplinary Tribunal

This document presents the rules govern the practice and procedure before a disciplinary tribunal of the Canadian Institute of Actuaries.

Discipline Report: Volume 31, no. 1 (November 2024)

This is the 59th periodic report to CIA members, prepared in accordance with subsection 12b of the Policy on the CIA Disciplinary Process. Its primary purpose is to educate and inform members about the CIA’s disciplinary process and current disciplinary […]

Discipline report: Volume 30, no. 2 (June 2024)

This is the 58th periodic report to CIA members, prepared in accordance with subsection 12b of the Policy on the CIA Disciplinary Process. Its primary purpose is to educate and inform members about the CIA’s disciplinary process and current disciplinary […]

Procedure for the Appointment of a CIA Appeal Disciplinary Tribunal

This document outlines the procedure that will be followed when the Actuarial Profession Oversight Board is required to appoint a CIA appeal disciplinary tribunal.

Policy on the CIA Disciplinary Process (2024)

This policy sets out the disciplinary framework for the handling of complaints and the consideration of disciplinary action against members of the CIA.

The Canadian Institute of Actuaries Disciplinary Process (2024)

This document reflects the process currently in effect.

Respondents’ Handbook: The Canadian Institute of Actuaries Disciplinary Process (Effective January 1, 2024)

This handbook seeks to provide the Institute’s members with a brief overview of how the disciplinary process works, and how the disciplinary process may affect the Institute’s members in the event that a member’s conduct or work becomes subject to […]

Discipline report: Volume 30, no. 1 (November 2023)

This is the 57th periodic report to Fellows, Associates and Affiliates, prepared in accordance with Section 12b of the Policy on the CIA Disciplinary Process. Its primary purpose is to educate and inform these members about the disciplinary process and current […]

Notice of Decision from an Appeal Tribunal Hearing and Suspension of Membership in the Matter of a Charge Filed Against Leslie John Lohmann

This notice provides details about costs ordered by the appeal tribunal and the disciplinary tribunal’s decision to suspend membership.

Discipline report: Volume 29, no. 2 (June 2023)

This is the 56th periodic report to Fellows, Associates and Affiliates, prepared in accordance with Section 12b of the Policy on the CIA Disciplinary Process. Its primary purpose is to educate and inform these members about the disciplinary process and […]